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Policy Index
THE UNIVERSITY OF CHICAGO
PERSONNEL POLICY GUIDELINES
Subject: Employee Access to Personnel Records
Section: U705
Date: October 13, 2004
Prior Version Date(s): March 24, 1986
| Purpose: |
To provide employees, upon proper request, the right to inspect their
personnel records.
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| Policy: |
Current or former employees or their representatives may review certain
personnel records twice per calendar year at reasonable intervals, upon
making a request to University Human Resources Management (UHRM). Former
University of Chicago employees have access to their personnel records
for one year after separation, according to Illinois state law. The
University of Chicago complies with applicable Illinois state laws.
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| Guidelines: |
- Personnel records that are accessible for review by current or
former employees are any documents which have been used or which
are intended for use in determining the employee's qualifications
for employment, promotion, transfer, additional compensation, discharge
or other disciplinary action.
- Certain documents are not subject to employee access; refer to
the Wage and Salary Administration (Records) Office for details.
Records Office staff will coordinate with units to obtain personnel
records.
- An employee who wants to inspect his/her personnel records must
make a written request to the Records Office, which will schedule
an appointment for the employee to access his/her personnel records,
generally within seven (7) working days of the request.
- An employee who is involved in a current grievance can designate,
in writing, a representative to inspect the employee's personnel
records which may have bearing on the resolution of the grievance.
- Valid identification must be presented by the employee and/or
the employee's representative before being allowed access to the
employee’s personnel records.
- Personnel records must be viewed in the presence of UHRM staff
and may not be removed from the premises.
- An employee may have single photocopies of any documents inspected.
The University may charge a reasonable fee for copies, if a large
number of copies is requested.
- To correct or remove information from a personnel record, there
must be a mutual agreement to do so between the employee and the
employee's unit or UHRM.
- An employee may attach an explanatory statement to any disputed
document in his/her personnel records.
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| Employees represented by a union may be governed by the appropriate bargaining unit agreement. |
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